Fòrum de debat
Núm. 33 - desembre 2002

 

Editorial

Setting the sustainability agenda for the New Millennium
Luis Gómez Echeverri

Johannesburg: and what nou?
Domingo Jiménez Beltrán


Johannesburg. One setp forwards, two steps back?
Josep Xercavins

Different wiews of the Summit on Sustainable Development
Achim Steiner and other authors

Global disorder
Lluís Reales

Interview with Victor Viñuales, Director of the Ecology and Development Foundation
Lluís Reales



Editorial
From Rio to Johannesburg

The Earth Summit of Rio de Janeiro, held over a decade ago, opened the eyes of the people and governments of the world to the importance of the environmental problems affecting the earth. It was the international coming of age of environmental awareness.

The World Summit on Sustainable Development, which took place from 26th August to 4th September this year in the South African city of Johannesburg, was more than just an environmental summit. It became a meeting on development and an intense debate on the type of development we want and whether the current dynamic of economic globalisation works, given that it does not benefit all human beings but only a privileged minority.
The Johannesburg Summit opened everyone's eyes to o

ne fact that some experts and social activists had been arguing for some time: environmental protection and eradication of poverty are two sides of the same coin. One cannot be achieved without the other.

There is a great paradox in the process since the Rio Summit: in the last decade different successful institutional processes have been initiated but they have not given rise to any tangible global results. In fact, what has happened is that economic globalisation has undermined the progress made by the Rio agenda, has established a world-wide exploitative economy and has left natural resources to the mercy of the market.

In December 1992, this publication entitled an issue of the magazine "After the Earth Summit. What now?" Authors as distinguished as José Lutzenberger, Ramon Tamames, Henk Hobbelink and Ignasi de Senillosa, among others, reflected on the challenges after Rio. The anticipatory nature and relevance of most of those reflections were remarkable. One decade later, we have decided to repeat the experiment because of the Johannesburg Summit. Medi Ambient. Tecnologia i Cultura has asked several people to reflect on the legacy of Johannesburg. It is clearly very early to evaluate the impact of the World Summit on Sustainable Development. However, now a few months have gone by, the first impression is important.

Luís Gómez-Echeverri is a high-ranking official on the United Nations Development Programme and has been a key person throughout the Johannesburg process. From the perspective of the United Nations, his text considers the great challenges involved in sustainable development. Domingo Jiménez Beltrán, ex-Director of the European Environment Agency, assesses the political declaration and the plan of action that emerged from the Summit and analyses the European Union's role in the process. For his part, Josep Xercavins, co-ordinator of the World Forum of Civil Society Networks-Ubuntu, argues that the decisions that states have taken are not the ones the world needs. The article by Achim Steiner, Director-General of the World Conservation Union (WCU) is a heartfelt contribution. The WCU has chosen a series of articles that present the summit from different cultural perspectives. The issue is completed with an interview with Víctor Viñuales, Director of the Ecology and Development Foundation and expert in business and sustainability matters.

Lluís Reales
Editor of Medi Ambient. Tecnologia i Cultura



Setting the Sustainable Agenda for the New Millennium

Luís Gómez Echeverri
Senior Official United Nations Development Programme

(These are the views of the author, which do not necessarily reflect the views of the UNDP, where Luís Gómez-Echeverri is a Senior Official)

The World Summit on Sustainable Development, WSSD, marked the end of a decade of important United Nations Summits and Conferences. It also marked the end of one of the most spectacular decades of change in the international system. The end of the Cold War and the liberalization of markets and finance led to one of the largest transformations in governance at all levels: global, national and local. In a relatively short period of time, new actors and new ways of doing business took on an importance that was either not fully recognized or simply not present during the Rio Summit. The changes and the globalisation that ensued, led to major changes of roles of the various actors: international organizations, national and local governments, the private sector and civil society.

Whether globalisation and the changes of the last decade have been good or bad for the environment and/or for development is still not clear. It is either too early to tell or the dynamics of the new system are not yet fully understood and consequently not conscientiously managed so that these forces can act for the benefit of mankind. In any case, there is not only a lack of consensus on these issues but rather a heated, and in some cases a violent debate on the alleged damage and/or benefits of globalisation. Nor is this debate helped by the fact that although one fifth of humanity has achieved prosperity undreamt of by former generations, the great majority of the rest live lives of unbearable deprivation and precariousness. The changes of the last decade have not improved but worsened the gulf in wealth between the richest ten percent and the poorest ten percent. This gulf has grown from a ratio of 30:1 in the early 1970s to 74:1 today, and is widening more rapidly now than ever. In the last decade, an extra 10 million people a year joined the ranks of the very poor. In 1993, around 25% of the world's population received 75% of the world's income. In that same year, the United States population of some 250 million had a combined income greater that that of the poorest 43% of the world's population or approximately 2 billion.

It is against this background that, according to General Assembly Resolution 55/199, the WSSD was to carry out a ten-year review of the achievements of the 1992 UN Conference on Environment and Development, also referred to as the Earth or Rio Summit. This review was to be carried out at a new Summit, the WSSD, in order to get world leaders to reaffirm their Rio commitments to sustainable development. It is difficult to imagine against what yardstick this review and assessment could have been undertaken considering the significant transformations of the international system since Rio and the fact that they are not yet well understood. It was fortunate, therefore, that as the date approached for the Summit, there was a concerted effort by everyone to lower expectations and to state the goals and objectives of the WSSD at a more realistic level. To put it simply, the WSSD was to build on the achievements made at Rio and other Summits and global conferences since Rio, including Doha (the World Trade Organization latest round of negotiations), Monterrey (the Finance for Development Summit), and the Millennium Assembly (where over 100 world leaders committed to the Millennium Development Goals), and to focus on implementation of these achievements. Given the focus on implementation, it was also an opportunity to promote instruments and forms that could facilitate action and significant achievements. A new emphasis on partnerships and mechanisms that promoted inclusiveness and participation by all sectors of society was to be explored and promoted.

The Environment and Development Nexus

The decade between Rio and Johannesburg was a continuation of a 30-year old to bring environmental concerns into the international development agenda. It is difficult to review the decade between Rio and Johannesburg without some mention of the progress and achievements of this 30-year period, which started with the Stockholm Conference on the Human Environment in 1972. Unlike Rio and Johannesburg, the Stockholm Conference was attended by very few heads of state. From the developing countries, only Indira Ghandi, the Prime Minister of India, stood out. Unlike Rio and Johannesburg where the environment and development link was central, Stockholm advanced the links between "human" and "the environment". The focus on the human effects of the environment served as a good entry point and brought to the attention of the world at large the fact that there was one set of global problems that needed the attention of the world community and that the institutions to deal with these problems did not exist. UNEP and a number of other institutions and conventions began to be created and negotiated. The seeds for the concept of sustainable development and the change of paradigm that this concept would bring were planted at this conference.

It was not until a few years later, however, that the Brundtland Commission proposed a more sophisticated, integrated response to the global challenges of the times with the concept of sustainable development. A concept still badly understood by the majority of people around the world, it has nevertheless become a useful code word in this campaign to bring together environment and development and the term used to refer to the paradigm change that the world would experience in the decade after Rio. The introduction of the concept of sustainable development created a brand new and much more ambitious agenda. It is difficult to assess the WSSD without mentioning that this ambitious agenda and concept of sustainable development was introduced merely a decade ago.

How successful has the international community been in bringing environment and development together? There are many partial successes, as presented below, but it has not been easy and there is still much to be done. Hopefully the WSSD follow-up will help in this regard. The more specific approach to human needs through a better management of key resources of the WSSD was better understood and welcomed by most delegates. Despite some of the progress in bringing environment and development together, a significant gulf still exists however between development and environment practitioners. For many environment practitioners, those working in development are either unaware of or simply uninterested in environmental issues. For this community of practitioners, Rio and the WSSD were mainly environmental conferences. For those working in development, they were development conferences. Those working in development argue that it is difficult to talk about improving the quality of life when the priority for a very large portion of the world's population is primarily to preserve life itself. The dismal condition of poverty and deprivation in which a large proportion of the world's population lives provides a very poor platform on which to talk about the environment, they argue. The only way to succeed with this group is to advance environmental approaches that address the problems of poverty and vulnerability. The WSSD, more than Rio, succeeded in doing this through the promotion of the focal areas of Water, Energy, Health, Agriculture, and Biodiversity or so-called WEHAB.

The Road from Rio to Johannesburg

As mentioned before, the main purpose of the WSSD was to make a review of the decade since the Earth Summit at Rio in 1992. Unfortunately, and for reasons already mentioned and mostly due to the negotiation format of these summits, a proper review was not really undertaken. As a result, the many positive effects of Rio were not really given the proper credit or full justice. Preoccupied with ensuring that world leaders reaffirmed their commitments to sustainable development and given the grave deterioration of the situation of the poor and to the environment around the world, delegates found it more important to concentrate, rightly so, on the immense task still to be tackled rather than on the great things which have already been achieved. This, many felt, could lead to complacency. Unfortunately, this attitude did not allow for a just review of the decade and the Rio accomplishments. A more sober look of the accomplishments would have probably concluded with a more optimistic view of what can be done and what can be accomplished. Instead, the mood around the Summit was at times pessimistic and doom-laden.

A more sober look at the decade between Rio and Johannesburg would also have revealed and documented the great progress achieved on many fronts. It would also have reminded many development and environment practitioners and particularly those that worked in the interface between environment and development, that their world after 1992 was transformed. Some of the changes of the decade are described immediately below.

New philosophies began to filter into sectoral ministries across the developing world. Some examples include: (a) agricultural production was no longer one of producing at any cost in order to increase the levels of output so as to feed an ever growing population. Instead, agricultural productivity was to be increased but sustainably in order to preserve the natural resources on which this productivity depended. As simple as the concept may appear, making agricultural production sustainable is not so easy. It requires a new culture, new technologies, new knowledge, and in some cases totally new products and inputs. It also requires additional resources for the transition. Similar processes began to be introduced in other sectors of the economy; (b) industry started to introduce the concepts of eco-efficiency in industrial production. Through this concept, industry was to produce more output with fewer inputs, many of which could be recycled resulting in cleaner technologies. Industry from across the globe began to realize that this was not only good for the image of the companies, and thus good marketing, but also good business since producing more with less is actually very good business; (c) waste began to be seen as a possible resource and not just trash or a problem. If managed properly, this problem could be turned into a resource - for energy and occasionally for food. In many other sectors, similar changes took place. The drivers of change in each of these sectors varied. In some cases the drivers were economic and commercial, in others image building-related, while in others it was simply due to the pressures of a well-organized civil society. The origin of the change did not matter really. The fact was that it was happening and continues to happen throughout the developing world and it continues to contribute to sustainable development.

A new institutional infrastructure began to emerge both internationally and nationally, particularly in developing countries. Environmental ministries and in some cases, sustainable development ministries as in the case of Bolivia, began to make their voices felt. Although these ministries are in most cases not the most powerful, their influence is starting to filter into other sectors and other ministries gradually. The weakness of these ministries is also related to the gulf that exists between the development, economics, and finance ministries and those that deal with the environment. Hopefully, as this divide or gulf disappears or is narrowed, the normative role of these ministries will become more relevant and their authority will help to increasingly bring in environmental considerations properly in economic and social decision-making in countries.

Global negotiations became much more inclusive, a prerequisite for advancing sustainable development, which required more cross-sectoral approaches and greater participation by all sectors of society. Issues that affected the lives of large groups of populations were no longer considered just a problem for governments but a matter of joint concern and joint action by all. The style and the format of UNCED at Rio also revolutionized in many respects the way that the UN did business. The active presence of NGOs, civil society, indigenous and religious groups, became a common sight in the corridors of the United Nations during important negotiations. In most cases, these groups did not have a vote in the negotiations. Many of them, however, often formed part of country delegations and/or had strong influence in the decisions taken by these delegations.

The private sector, which up to now had been distant or rather absent from UN proceedings, began to be actively involved. For better of for worse, it is the private sector, which, after all, drives much of the investment and resource use in today's global economy. Their decisions affect not only the sectors and businesses that they run but also the technology choices that they make and with which the world has to live until these are properly amortized over decades. Not having these important decision-makers in global negotiations and particularly those related to the environment would be foolish and short-sighted. But their participation is still regarded with some suspicion. This suspicion will remain as long as the debate on globalisation persists and as long as there is not a better understanding of the forces that run the world today and better mechanisms developed to ensure that these forces act for the benefit of the majority and not the other way around. The greater involvement of the private sector in UN business and in global negotiations has created healthy tensions within the United Nations itself and this in turn, is helping to fine-tune the role of the United Nations in this new era of globalisation.

One of the best examples of the importance of private sector involvement in the environment is that which has been building up around the UN Framework Convention on Climate Change. Their involvement is not just helpful. The future of the Framework Convention depends to a great extent, on their active involvement.

For the first time, issues of the environment began to filter into other global negotiations. Environmental considerations were taken into consideration in most of the other global conferences and Summits of the decade. The concept of sustainable development began to make its way into the language of most policy makers around the world. For the first time, global environmental conventions began to act as catalysts for action in many sectors and in finance. Many new financial mechanisms, such as the Global Environment Facility, began to lever other important resources in support of sustainable development.

But most importantly, the Earth Summit at Rio created a new system of negotiations for the environment. And it is here perhaps where the greatest, the least recognized and least understood contribution of Rio lies. This was certainly not recognized explicitly or visibly at Johannesburg.

A New Negotiating System on the Environment and Development

According to some analysts of the international system, UNCED unleashed a new negotiating system on environment and development. Being only ten years old and with a high degree of complexity, it is too early to assess the effectiveness and value of this system. Again, nothing of this was ever discussed, much less recognized at the WSSD. The WSSD did not even come close to assessing the UNCED decade from this broader perspective. The GA resolution was not realistic in asking the WSSD to assess the achievements of the decade given the format of debate and negotiation provided by these Summits. Had governments taken a look at the decade from this perspective, some pleasant surprises would have led to greater optimism.

The complex set of negotiations that have emerged in a relatively short period of time as a direct result of the Rio outcomes, namely, Agenda 21 which has led to global plans of action on several sectors such as water, forests, fisheries and oceans, the UN Framework Convention on Climate Change, the Biodiversity Convention, and the Forest Principles, has had more influence on the international system than most other thematic negotiations in recent times. The fact that Rio was taking place in 1992 gave impetus to action prior to and after Rio in a number of areas. Some of the individual pieces of this system, such as the UN Framework Convention on Climate Change, would have never succeeded in getting to where it did (despite its present difficulties) had there not been a broader negotiating system supporting it. Its brief history is worth remembering as evidence of the influence of this broader system and as a good example of an unusual global negotiation success achieved in record time.

Despite the complexity of the issues addressed by the Framework Convention, its negotiation was quick and effective. The history of the negotiations on climate change dates back only a few years prior to Rio. It really dates back only to the Toronto Conference on the "Changing Atmosphere: Implications for Global Security" and which was held in June of 1988. It was at this conference that the suggestion was made that the Rio Summit would be a good opportunity to adopt a convention on this subject. When the suggestion was made, many considered the 1992 target impossible to reach. As is well known, the UN Framework Convention on Climate Change went on to be adopted (with the United States as one of its first signatories) and ratified by more than 190 member states. It is doubtful that such a success would have been achieved so quickly without the Rio Summit. Given the complexity and difficulties in linking science with policy, particularly on issues as uncertain as climate change and one that addresses problems that will, for the most part occur on future generations, it is difficult to believe that such success in negotiations was achieved. In most assessment of Rio and Johannesburg, this point never came up and it should have.
Was this new negotiating system successful in bringing environment and development closer together? It is perhaps too early to tell. However, this should be the yardstick against which the decade between Rio and Johannesburg and beyond should have been assessed. Did Johannesburg do anything to make this negotiating system more effective by bringing environment and development together or did the divide between the practitioners of each field remain as great as ever? Consciously or not, the WSSD made great strides in bringing environment and development closer together and it is for this that the WSSD should be remembered most. By making the MDGs (the Millennium Development Goals) one of the centre pieces, the WSSD was really the first major conference to look effectively at both environment and development in an integrated way - while setting the scene for establishing better links and interdependence. The WSSD led to the establishment of institutional mechanisms to promote these links. The WSSD went on to strengthen and to gain a greater constituency for the nexus on environment and development through the promotion of the WEHAB thematic areas - Water, Energy, Health, Agriculture, and Biodiversity. For each of these, frameworks for action were recommended as instruments to advance on the MDGs - the Millennium Development Goals of the Millennium Assembly reached recently at the UN. The virtue of the MDGs is that they are goal- and target-oriented rather than sector-oriented forcing greater integration and cross-sectoral approaches that are supportive of sustainable development.

The simple wording of the MDGs, as presented below, their powerful relevance to today's challenges, their time-bound goals and targets, reinforced at Johannesburg, is what makes them the most important pieces in the WSSD follow-up:
1. Eradicate extreme poverty
- Halve the proportion of people living onless than one dollar a day
- Halve the proportion of people who suffer hunger
2. Achieve universal primary education
- Ensure that boys and girls alike complete primary education
3. Promote gender equality and empower women
- Eliminate gender disparity at all levels of education
- Reduce child mortality
- Reduce by two thirds the under-five mortality rate
5. Improve maternal health
- Reduce by three quarters the maternal mortality rate
6. Combat HIV/AIDS, malaria and other diseases
- Reverse the spread of HIV/AIDS
7. Ensure environmental sustainability
- Integrate sustainable development into country policies and reverse loss of environmental resources
- Halve the proportion of people with no access to water
- Significantly improve the lives of at least 100 million slum dwellers
8. Develop a global partnership for development
- Raise official development assistance
- Expand market access
-Encourage debt sustainability

At the WSSD, these MDGs were not only reaffirmed but also reinforced through specific plans of action, particularly in the WEHAB thematic area proposals. In addition, other important goals and targets were added. One goal and target on sanitation called for halving the number of people that today do not have access to proper sanitation - some 2 billion. In the area of fisheries, the WSSD called for an end to destructive fishing practices and establishing marine protected areas and networks by 2012.

The Road from Bali to Johannesburg

The WSSD held four Preparatory Committee meetings. The first was held in New York from 30 April to 2 May 2001, and the fourth in Bali from 25 March to 7 June 2002, less than three months prior to the Summit. During this last so-called PRECOM IV, delegates produced the draft Plan of Implementation for the WSSD and transmitted it to Johannesburg for further negotiation. The draft Plan contained much of its text in brackets as the session had failed to reach consensus on key aspects such as energy, trade, finance and globalisation. The lack of consensus and the absence of a more refined document less than three months before Johannesburg obviously produced nervousness among many. The apparent lack of success at Bali and the general concern that it created had the positive effect of mobilizing several actors in support of the WSSD. The investments made up to the date of Bali and what was at stake were too great to let this major conference fail. Had the WSSD had the same intensive level of involvement, engagement and interest for the whole period of the PREPCOMs as in these last three months, the results of the Summit would probably have been dramatically different.

Several partnerships were negotiated and announced during these three months. The important preliminary work and Frameworks for Action on WEHAB were formulated by the United Nations with much support from the whole UN system including the World Bank and others outside the UN system. More heads of State announced their participation. Commitments on regional initiatives took better shape as countries sought to ensure that their regional interests were presented and promoted during the WSSD. The private sector organized itself to participate in a manner that had never been seen before in any other Summit. The NGO and the civil society increased their advocacy and voiced their concern regarding the lack of progress. The previous concern of some delegates over the innovation of the WSSD of introducing a "two track" approach: on the one hand, the politically negotiated document that specified the government commitments and the partnership concept that called on all sectors of the society to participate in the action was made less contentious. Fears that the partnerships could undermine and erode multilateralism were reduced when assurances were made that the primary political document and output of the WSSD was the Plan of Implementation where governments made their commitments and that the partnerships were simply complementary tools to ensure that action took place with the participation of all. Hopefully, these would facilitate implementation of the agreements and also bring additional resources.

What made the WSSD different

For many, the WSSD was the opportunity to "bring together" the achievements of the Summits and Conferences of the decade since Rio and to "finalize negotiations not completed in the past". Consequently, many saw an excellent opportunity to create links between the outcomes of the WSSD and the MDG, the Millennium Development Goals, Doha, the WTO latest round, and Monterrey, the Finance for Development Summit. This made the WSSD agenda more comprehensive and challenging than most other summits of the decade.

For the first time, a world summit sought to address social, economic, financial, trade, and environmental issues with specific targets and commitments. All were meant to converge around the ultimate goal of sustainable development with a focus on action and implementation. This ambitious agenda of the WSSD made the negotiations difficult and complex. It also made the criteria for success of the WSSD much more difficult to define.

Given the focus on action and implementation, the success of the WSSD should be measured in terms of the success of the implementation of the various commitments and targets in the next few months and years. And the key to success will depend on the effectiveness of the instruments provided by the WSSD for this purpose. Some of these instruments include the WEHAB Frameworks of Action which are meant to provide impetus to action in five key thematic areas for developing countries: water and sanitation, energy, health, agriculture, and biodiversity. The other was the partnership framework designed to facilitate action and involvement by all sectors including NGOs and the private sector, to simplify the translation of the political commitments (the Plan of Implementation) into action at the level of developing countries. One other important instrument was the set of time-bound targets, most of which were designed to strengthen and reaffirm that commitment on the MDGs, the Millennium Development Goals. These goals and targets provide a vision and a priority of action for the next few years up to 2015.

The Challenges of the WSSD Follow-up

Given the broad agenda of the WSSD, it is difficult to envisage one simple framework for the follow-up that can respond to all of the concerns of the Johannesburg Plan of Implementation and Declaration. One alternative could be to identify a few minimum elements that respond to the interests and concerns of the majority of countries and particularly the needs of the majority of the population of developing countries and to give these greater priority. Whatever framework is used, what is clear is that it should include, at least, the following elements:

- A focus on poverty eradication or at the very least to give priority to the vulnerable in developing countries for which reaching the MDGs is so important
- Greater attention paid to environmental issues BUT from the perspective of the needs of the poor and vulnerable
- An integration of these into sustainable development strategies with finance, trade and social services as pillars of support

The Millennium Declaration and the WSSD Follow-up

The Millennium Declaration sets out within a single framework the key challenges facing humanity, outlines a response to these challenges, and establishes specific measures for judging performance through a set of inter-related commitments, goals, and targets. The Johannesburg Plan of Implementation confirms them, reinforces those in need of reinforcement and adds others; particularly those related to MDG 7, ensuring environmental sustainability and also adds one important target on sanitation. Together, they represent the best global cooperation platform ever achieved in the United Nations and a powerful platform for the response of the international system.
Added to this is also the WEHAB initiative of the Secretary General and its Frameworks for Action which could provide the simplest and most comprehensive means by which the international community could support country-level activity related to the goals and targets of the WSSD and MDGs. In proposing the WEHAB initiative, the Secretary General sought to provide focus to action on what were among the most important concerns of developing countries: water and sanitation, energy, health, agriculture, and biodiversity, all considered integral to a coherent international approach to the implementation of sustainable development. The initiative of the Secretary General to suggest these thematic areas as focus was not challenged at Johannesburg.

The WEHAB initiative helped to emphasize environmental problems BUT from the perspective of the needs of the poor and the vulnerable. Issues such as water, energy and soil erosion were presented, not simply as environmental problems per se but rather as issues in urgent need of being addressed in order to prevent disease and malnutrition or to ensure a certain minimum standard of life, particularly for the underprivileged.

The WEHAB initiative emphasised on the need to provide access to affordable sanitation and energy for those that did not have either the quantity or the quality required for their livelihood. Similarly, the issue of biodiversity was presented from the perspective of the needs of human health and nutrition as well as ecosystem health. Reinforcing these perspectives was the constant call for "integration" of the various WEHAB themes amongst themselves and for their integration to the sustainable development strategies at the country level. The biodiversity framework for action was presented as being related not simply to conservation issues, but rather as an urgent call to integrate national biodiversity strategies into national development strategies in order to address problems of water, medicines, food, and ecosystem health. These perspectives called on local solutions by local people rather than standard solutions brought in from outside.

The Role of the WSSD follow-up in the MDG Core Strategy

Since the Millennium Declaration in 2000, the United Nations and the Secretary General have invested a great deal of time and resources in setting up a campaign and a road map to ensure that the MDGs are achieved by the target year of 2015.

The four elements of the MDG strategy provide an excellent framework for the WSSD follow-up:
(a) monitoring, tracking and review of progress toward the targets and goals;
(b) analysis, definition and assessment of the policy dimensions of achieving the targets;
(c) campaigns and resource mobilization; and
(d) operational activities at the country level.

The outcome of the WSSD and the WEHAB initiative reinforce the MDGs and improve the developing countries' chances of reaching them by proposing concrete programmes of action. The WSSD and WEHAB provide the basis on which to formulate strategies and plans of action for reaching the MDGs before 2015. They are not a substitute for the MDGs but rather complementary and supportive instruments for the MDGs. After the Millennium Assembly at which the MDGs were agreed, many countries started up special campaigns and programmes of action. These initiatives could provide excellent platforms for the WSSD follow-up. And vice-versa, the WSSD follow-up could provide greater focus and impetus to action.

Having one single campaign at the country level would offer the following advantages:
- It would bring coherence and consistency to the follow-up of the UN Conferences, particularly those mentioned above: WSSD, DOHA and Monterrey.
- It would bring an integrated approach and avoid duplication
- It would set the framework for tracking performance
- It would provide a framework for policy dialogue
- It would enhance information exchange among countries

The challenge is to be able to incorporate the WSSD input to the MDG campaigns and other national initiatives throughout the developing world. But without additional resources, there is little that developing countries can do. Additional resources and much support are needed from the international community. According to the World Bank, the additional foreign aid required to reach the Millennium Development Goals by 2015 is between $40-$60 billion a year of financial support for investments in various sectors. This represents an approximate doubling of current levels of ODA (which in 1997 was $57 billion). In addition, countries would need to undertake measures to build their capacities at the national level. Some of these efforts will need to be taken by the countries themselves, particularly when it comes to policy and institutional reforms, but additional resources for capacity building will also be needed. One of the main objectives of the WSSD was to encourage rich countries to make larger commitments of ODA, Official Development Assistance portfolios. The commitments at Rio, to try to reach the 0.7% of GDP target for ODA is far from being reached and it is doubtful that it will be anytime soon. It would help if the bulk of private capital flows, which are now concentrated in a small group of countries and sectors, could start flowing to a larger group of countries and trade became more open to a larger number of countries. If both of these things happened, then the level of resources for MDG campaigns would increase significantly.

Despite the negative trends in ODA, having one single campaign for the MDGs and the WSSD would be attractive for those wanting to finance such campaigns. From the point of view of donors, the possibility of countries having one coherent framework in which several sectors of the economy and society and several agencies - both multilateral as well as bilateral - can participate in a country-led exercise with goals, targets and time frames should seem ideal. If at the same time these could be integrated into on-going poverty eradication and other strategies could be quite attractive and possibly help to change some of the trends in ODA.

The possibility of additional funding for environment and development is not an impossibility. Starting with the Monterrey Commitments, and continuing with the recent announcement of the new replenishment for the Global Environmental Facility (one of the largest funding mechanisms for the environment today), the "grantization" of IDA (the suggestion of rich countries that a large portion of the World Bank funds available to poorer countries be given as grants rather than loans), and several WSSD financial commitments announced in Johannesburg such as those of the US, the EU, and Germany on water and energy present developing countries with a potential opportunity to gain additional resources for the MDGs and the WSSD follow-up. At Johannesburg the following important commitments were made among others: Italy announced that it was prepared to cancel up to Euro $4 billion in debt to poor countries. Germany offered Euro $500 million over five years for renewable energy projects. The United States announced $970 million in investments over the next few years in water and sanitation projects. The European Union announced the "Water for Life" initiative. And there were many other pledges and contributions tied to a variety of partnerships designed to advance and to contribute to the WSSD follow-up.

But these are only potential opportunities. They will become realities only after countries begin to formulate coherent plans of action and strategies to reach their targets. These strategies and plans of action will turn into fundable programs at the country level. And it is here, where the WEHAB frameworks provide some of the best instruments for specific action at the country level.

The WEHAB Frameworks

Water, energy, health, agriculture and biodiversity are important pillars of sustainable development. If countries around the world took action on all of these thematic areas in an integrated and inter-connected manner, the goals of sustainable development would not only be advanced dramatically but also those of poverty eradication and quality of life for all. All are included in the WSSD Plan of Implementation and all require integrated and cross-sectoral approaches that need the support of important cross-sectoral issues such as trade, finance, and macro-economic policies that address issues related to the consumption and production patterns that affect these thematic areas.

The WEHAB frameworks for each of the thematic areas were presented at Johannesburg and used as a basis for the debate in the plenary sessions of the first four days of the WSSD. Adopting a novel format never before used in formal United Nations plenary sessions, the WEHAB discussions included participants from major groups that included among others, indigenous groups, scientific groups, NGOs, women's groups, and the private sector.

All used the WEHAB frameworks presented by the United Nations as the basis for the debate. All supported the proposals there and either emphasized certain aspects of these frameworks (such as the need to reduce or eliminate agricultural subsidies as a pre-requisite for advancing on the food security front) or added features to the Frameworks that have now been incorporated in the Chairman's report to the WSSD. The Framework documents synthesize the key issues and challenges for each of the thematic areas of WEHAB, list the major agreements reached for each of these areas in the last decade, and present frameworks for action for each one in an integrated fashion for sustainable development and poverty eradication.

Conclusion

The WSSD had to compete with other major international events for press and public attention. The follow-up will be equally challenging given the fast pace of events in the international arena. The Iraq situation and other pressing problems in various parts of the world, whether in Latin America, Africa or Asia, should not be a pretext or distraction for not following up on the excellent goals and aspirations of the WSSD and the conferences and summits of the decade of the 90s.



Johannesburg: and what now?
Domingo Jiménez Beltrán.
Ex-Director of the European Environmental Agency, currently Advisor in the European Commission Services "Premio Doce Estrellas para el Medio Ambiente 2002" [2002 Twelve Star Award for the Environment].

The third United Nations summit dedicated to the environment should be analysed within the international context of the past thirty years, as well as within the framework of Community environmental policy and the evolution of the concept of sustainable development. Over these decades, the environment has gone from being on the fringe -something with longed-for romantic overtones following the accelerated industrialization that occurred after World War II, especially in Europe- to becoming an important factor on international policy agendas. Johannesburg has become another step forward in this process.

The first summit on the environment organized by the United Nations, the Stockholm summit of 1972, was coined as that of "human development". The objective was to overcome the then-prevailing idea that the environment was a burden or limitation to development. It was a determining factor in bringing forth the Community Environmental policy that began with the European Summit in Paris that same year, without which construction of the European Community could not have been imagined. Since that date in 1972, the two processes -the Global or United Nations Summit process, and that of the Community or advances in environmental and Sustainable Development policies- cannot be understood separately.

The Rio Summit in 1992 hosted the greatest concentration ever seen of Heads of State and of Government (more than 140). No one wanted to miss it, from President Bush, Sr. to Fidel Castro, who gave a passionate, highly applauded anthropocentric speech lasting less than two minutes, without forgetting President González, who promised that Spain, over the following decade (now ended), would triple the volume of its help for development (live and learn!). Just in case, they were all there to talk about development and the environment.

The Rio Summit -held five years after the publication of the so-called Brundtland Commission report (named for the woman who headed it, the ex-Prime Minister of Norway) of the United Nations The Future in Our Hands, that presented the idea of sustainable development ("ensuring that the needs of present generations are met without compromising the ability of future generations to meet their own")- was presented as the Summit on Development and the Environment in the hopes of integrating them. Now the Johannesburg Summit has been shamelessly qualified as that of Sustainable Development.

Without yet entering into the specific results of the Summit held in Johannesburg between August 24th and September 4th, and if we weren't immersed in the so-called information society -that of technological change and accelerated consumption, which is not given to putting progress in perspective- we could conclude that the situation prior to the Summit wasn't bad, considering -at least in conceptual terms- that in just 30 years and in environmental matters, it went from being a limitation to development to being something to integrate into development and, finally, to being able to become the system or development itself. This was achieved by introducing the concept of sustainable development, which has also provided a future context for environmental policy by embedding it, without detracting from it, in the centre of this model of development.

As a qualitative leap, this wouldn't be too bad, if only from the perspective of intent, and even if the final aspiration were a real step forward in the process toward more sustainable development.
What is sustainable development all about in practical terms? How is it being applied in the EU? What does it have to do with me as a citizen and consumer? Above all, what has the Johannesburg Summit contributed to progress toward development for the future, one that is more sustainable than the current one? And, finally, what are the major challenges pending in the consolidation of this conceptual and instrumental framework, at EU level, that allows for the creation of the conditions making change towards a more Sustainable Development possible?

The concept and its practical interpretation

Varied interpretations from the original have been given and continue to be given for the concept of sustainable development, and very few of them improve it, although most adapt their nuances to the interests of the groups orchestrating them.

For the most economics-minded, this would consist in "living off interests and not capital" or rather, using resources without depleting them. For the business-minded, this would be "the economy of permanence", or how to adapt business to the conditions of the environment in order to continue doing more, although different, business.

For most mortals, even if it were a dream, it could be "how to improve the quality of life for all of us now and in the future", and in doing so use effectively and efficiently all types of available resources. This has been translated into the impressive paradigm of what was originally "factor 4", or how to double development with half the resources, becoming "factor 10", which would attempt to solve the North-South disparity by allowing the former to continue developing at double the rate, but with one fifth of the resources, and the South to multiply by ten, or up to twenty, its development in the same period, but with just half its current resources. This would reduce the current unequal distribution, with less than 20% of the population using over 80% of total resources.

It's funny that these paradigms that sounded so utopic outside ecologist or environmentalist coteries only five or six years ago have entered not only into Public Administrations, but also and especially into non-speculative business circles. It has gathered force in the latter, following the recent financial and management scandals that are behind the famous "triple bottom line" that attends to and understands the economic, social and environmental dimensions of sustainable or lasting business, and which would make unthinkable what Greenpeace calls the "corporate crimes" that destroy the third world.

In practical terms, sustainable development consists in using available resources more effectively and equitably, or in separate socio-economic development from the use and degradation of resources and from the loss of environmental quality.

It is no more than living better in a true sense, in terms of improving quality of life and satisfying our real needs, not those that are imposed or created, which is what leads to growing alienation and frustration. This must be done by producing less waste, releasing fewer pollutants into the atmosphere, water and our food chain (so that the air we breathe, the water we drink and the food we eat are more healthy and not just less contaminated), consuming fewer non-renewable or limited resources (such as fossil fuels formed over millions of years, as well as the soil, coasts, etc.) and fewer resources that are renewable but have limited use in order to permit their renewal (such as water, forests, etc.), and not affecting the basic operational processes of the planet (such as climate, ozone layer or nutrient cycles).

Okay, so who doesn't want that? It seems we all want that, but not necessarily now and not exactly me; rather, let someone else start and then pass the buck down the line because, as Groucho Marx said in one of his movies: "The future? What has the future ever done for me?" Perhaps it is in this perception of the concept as mere solidarity with the future where the barrier may lie in putting this paradigm into practice which, in any case, seems unavoidable. As a well-known progressive Spanish politician recently pointed out to me "all this sustainable development doesn't sell, especially the part about solidarity with the future, it doesn't get people excited" especially when they are the end doers, the consumers and local corporations and business people who are responsible for the changes in the models of consumption and production.

It is here, in this diatribe, in how to translate the concept of sustainable development into something specific and immediate as well, where recent Community experiences become interesting because of the actions initiated as well as the obvious deficiencies. They can be carried over to a global level when we try to analyse the perspectives at this time, with the Johannesburg Summit still recent, and while waiting to put it into practice, especially at Community level, so that what happened with Rio is not repeated.

If we make abstract what has happened since September 11, there is no doubt that on both a global level and in particular within the EU, important conceptual and perceptive changes have come about in regard to the environment, particularly in its integration in development as part of the term sustainable development. Where we fail is in putting this process into practice. We did not rise to the occasion of the agreements of Rio, and the question now is still not just the analysis of the Johannesburg agreements, but if in any case we will make good on them, and even if we willimprove them in practice, particularly in the EU.

Construction of a strategy in the EU

At a Community level, over the last few years -obviating the parenthesis of the Spanish presidency (also affected by the proximity of September 11th), there has been a series of developments that I would call converging, and which arrived at the launching in June 2001, at the European Summit of Gothenburg, of a Community Strategy for Sustainable Development, with its specific principles and objectives, some of which were ambitious and some surpassed by Johannesburg, as we will see. This strategy, together with the so-called Socio-Economic Agenda of Lisbon, was a serious political commitment at the highest level (Heads of State and Government) to together and indissolubly take on the three dimensions of true development -social, economic and environmental- in other words, sustainable development.

More importantly, heads of state and government have forced a revision of progress in general and of pertinent policies in particular (in Agriculture, Energy, Transport... within the integrating process called Cardiff, due to the summit that was approved in 1998) based on a broad package of "structural" indicators that would make up the so-called yearly "Synthesis Report" to be discussed at each spring summit. The first of these, in Barcelona, may have failed because it was the first one, but it also may have been due to the low priority given the subject by the presidency.
The general references generated in Rio, specifically Agenda 21 and the Declaration, became the pretext permitting progression of the concept of "sustainable development". As a concept, it was at first taunted and ridiculed as a theorizing extraction from ecologists; however, we have finally seen it imposed on the EU.

First, formally, by establishing it as a goal of the EU in the Treaty of Amsterdam, before which the policies of the Single Market, as well as economic policies and those of the Monetary Union itself would be instrumental.

Second, politically, by starting up, at the Gothenburg Summit in June 2001, a true Community

Strategy for sustainable development, or rather, for a more sustainable development.
Third, practically, by the European Council itself -the highest Community authority- taking on execution of the strategy. This includes annual reviews, at each spring summit, based on the so-called Synthesis Reports which, using about 40 indicators covering the social, economic and environmental dimensions of sustainable development, or simply desirable developmental, are intended to be a scale for measuring the true progress in achieving greater quality of life for everyone (principle of fairness) with less use and degradation of natural resources (principles of effectiveness and efficiency).

To this practical introduction of the concept, a decisive contribution was made by the fact that many active civic groups, such as local groups and more advanced business associations -who can identify themselves as doers, because they are the ones who end up executing the policies- have taken "sustainable development" as a mid-term programming and management tool. Municipalities, through Local Agenda 21, have even encouraged competition among cities. Businesses -with reference to the "triple bottom line", or the triple social, economic and environmental dimension that businesses aspiring to being long-lasting and sustainable have- have already achieved the goal of having those that enter the Dow Jones Index of Sustainability provide more profits in the market than the rest.

The EU in an advantageous position

And just what are these converging circumstances that create the line of argument or the logic of Community intervention in this matter? This holds interest in the area of the Member States as well as the Community and possibly globally. Although it served to support a certain leadership of the EU in Johannesburg, even though it was only in this case to save what little it could, it could still become the basis for the EU to "show the way" towards more sustainable development, thereby legitimising its future proposals and creating a Global drag effect that may even reach the USA. These circumstances are as follows.

1-The European Environmental Agency has continuously shown, from its first report in 1995, that despite the unquestionable success of the Community Environmental Policy (no country, not even Denmark, would have done it better outside the EU) there was not sufficient general improvement in environmental quality, and this could only be attained by means of changes in economic and sector policies. These should be reviewed in any case, since their evolution is not just inadmissible, or unsustainable, and not just in environmental terms, but even in socio-economic terms, because their uncontrolled expansion -not integrated in the rest of the socio-economic context, puts its own objectives at risk (too much traffic creates traffic jams, reducing accessibility and mobility; too much tourism destroys tourism and its quality; abusive growth in energy requirements generates blackouts and critical restrictions...) by eroding the bases sustaining them, as well as violating other similar policies. The reference to sustainability strengthens the selfsame socio-economic ends of economic and sector policies.

2-The exercise of analysing and reviewing economic and sector policies -as was carried out within the process of integration or of the Cardiff Process, in order to analyse how these policies responded to or were consistent with environmental policy, and now more recently with the goal of sustainable development (Art. 2 and 6 of the Treaty)- showed something very interesting. These policies were, furthermore, incoherent among themselves, or in other words, the policy of transportation violated that of energy (the increase in energy dependence and insecurity in supply is basically due to the unsustainable increase in traffic and road transportation, which is much higher than that of the economy). The same was done by many intense agricultural practices. The reference to sustainability permits synergies to be strengthened among different policies by creating common, shared or in any case convergent objectives.

3-The basic idea, at a Community level, would be not just to make more policy (and not just more market as the US proclaimed) but especially to establish new ways of making policy by following the principles of so-called Governability. This includes, together with the instrumental ones of transparency, control and public participation, those of effectiveness and coherence. It also translates into strengthening the indicated mechanisms of annual open review of the progress made in all economic and sector policies, including redirection of them in order to get closer to the medium- and long-term objectives agreed upon in the Strategy for Sustainable Development (and its external dimension or dimension of participation in global sustainability) and in the socio-economic Agenda.

Consequently, the paradigm of sustainable development at a Community level is identified as an operative concept of immediate application in order to improve the situation right now in the short and medium term, and not just in the future. In other words, we could call it solidarity with the present and with ourselves, or even pure self-centeredness in the good sense. This would respond to the challenge set by President Prodi of making the EU's economy the most competitive, based on knowledge, because this and just this is what sustainable development is: development based on knowledge and not on ignorance as to its consequences, even when they are immediate and of a socio-economic nature, and not just environmental.

Along these lines of argument, the EU has progressed since December 1997, when the Swedish Prime Minister Goran Persson proposed establishing mechanisms to review all Community policies with an eye to integration and/or sustainability. Progress has been made, slowly but surely, in the various European Summits, especially in creating expectation in civic society, including the most active NGOs in the Community. They were a little frustrated, however, precisely during the key period of preparing for Johannesburg, in the first semester of this year during the Spanish presidency, in that it was not present in the priorities which were also possibly influenced by the effects of September 11, which affected the political Agenda.

What follows below is an analysis with a perspective on the future that takes advantage and tries to make good of the perhaps abundant results of Johannesburg. It is set out using the basic idea of having the EU lead the way for developed countries, in an opportunistic sense as well, or one of harnessing. To do so necessarily means making use of innovation and, specifically, legitimising it globally in order to lead a more Sustainable Globalisation.

The different context of Johannesburg

In sizing up Johannesburg, it must not be forgotten that the model is different from that of Rio, due as much to the different geopolitical situation as to the context or the multilateral environmental framework. Rio was reached in the midst of economic and political euphoria, of "PROMISING CHANGES", with economic progress, the fall of the Berlin wall and the East opening up, with a hopeful sense of globalisation being beneficial to everyone. Johannesburg, however, and in part as a result of September 11th, was reached in the midst of "HARSH REALITIES", with continued acknowledgement of the differences between North and South, unstoppable growth of forced immigration and discouragement in eradicating poverty, terrorism on the rise and globalisation benefiting those it always does…

Furthermore, in Rio it was all yet to be done in terms of multilateralism in the environment. There were three large Agreements on the table and juicy proposals in conceptual terms and terms of principles contained in the Declaration and Agenda 21. In Johannesburg, they all seemed old hat, when in fact they had yet to be put into practice.

Nor should we forget the situation immediately prior to the Summit in the EU as well as globally, which was made clear in the last preparatory meeting of the Summit in Bali, where the anticipated miracle did not take place. Apart from confirming that the matters that the developing countries, or G77, were concerned about were considered already closed, what was done was to confirm some specific objectives regarding the priority given to matters of drinking water supply, urban sanitation, access to energy and reinforcing the need to make progress toward new models of production and consumption, leaving the Agenda wide open in the remaining topics.

At a Community level, no miracle occurred at the European Summit of Seville either, which was the last opportunity following the dead stop produced at the Summit of Barcelona. Four years of progress in developing a Community Strategy were supposed to have their climax in Barcelona, as a result of the final push given it in Gothenburg (which ended up naming the strategy). Yet in Seville, the ambitions of the EU were confirmed, as was the fact that the agreements of Doha as well as Monterrey would not be reopened, although their fulfilment would be required, and they were even quoted as the basis for the famous Global Deal that had created such expectations prior to 11 September. The need for a positive Agenda for Globalisation was also emphasised, along with strengthening the Governability at a national level and on the specific priorities agreed upon in Bali (water, sanitation, energy). Added to these were Health and the Initiative for Africa, and insisting on the need to translate priorities into goals and specific schedules.

In short, we arrived at Johannesburg with greater challenges, while at the same time with less expectation, abilities and preparation, as well as the burden of 11 September. As if that weren't enough, the main topics for developed countries, or for the G77, including access to the Market and financing development, were considered closed, for many of the G77 falsely, in the previous conferences of Doha and Monterrey respectively. Finally, given the push towards multilateralism or global environmental cooperation in Rio, Johannesburg was reached with practically only the European Union strongly backing it in this sense, with all the baggage from KYOTO, backing agreements and commitments that had specific timeframes, and even in areas, such as energy, in which the EU was not legitimised by practical progress.

So in opposition to what has been said, that the expectations in Johannesburg were perhaps somewhat high, the truth is that they were too low. That is why the results should be taken, in any case, as minimum results that require strict compliance. Then they should be used, as far as possible, to build upon them or make advances from them.
Consequently, expectations for Johannesburg included having a large presence of heads of state, approval of an Action Plan, with specific actions being the responsibility of the Governments (type I) and having deadlines for fulfilment in order to go a little beyond Rio. This finally included what were called the five priorities of Kofi Annan.

What has Johannesburg achieved in practical tems?

As occurred with the Rio Summit -which was a success in itself in regard to the qualitative leap it gave the Policy Agenda, but which we did not follow through on in regard to fulfilment- the value of Johannesburg will be demonstrated in our ability or inability to make good on what was achieved there, be it great or small. That is why the following analysis is offered from two points of view, the first being the results achieved in regard to how it has affected or not affected the EU's specific policy Agenda. The second perspective is whether or not this time we act accordingly and, instead of taking the results of the Summit as a ceiling or maximum aspiration, which is what happened with Rio, we take them as a basis upon which to build or as the lowest common denominator for our aspirations.

Johannesburg achieved the following:

A Declaration which confirms the Principles of Rio, some of which beg being repeated because of their importance and their difficulty in being respected. These include shared but differentiated global responsibility (basis for the different obligations of countries in the Kyoto Protocol), for prevention and precaution and caution (basis for differentiated intervention in the Market of the EU and US, because the EU applies the principle of taking measures without full evidence when risks are serious), and for internalising costs (basis for so-called fair pricing). Furthermore, it consolidated as an essential requirement changes in the models of production and consumption, as well as fighting for reconstruction of human solidarity, eradication of the most unsustainable conditions, like famine, and for establishing mid-term policies that permit participation in forming and executing policies and in decision-making in general, as long as they are accompanied by monitoring and evaluation mechanisms to ensure public control and political accounting for actions. And a novelty following the recent corporate scandals is the fight to reinforce corporate responsibility.

An Action Plan that includes some obligatory results, in regard to specific goals to be attained by certain deadlines, although some are just trends or earmarked for improvement. It also includes obligatory means that are considered essential or elements that condition progress.

Highlighted among specific objectives are the following: Before 2015, reduce by half the population that has no access to drinking water and basic sanitation, which means an ambitious task of giving this service to about 1.5 billion more human beings with enormous, almost impossible tasks in huge conurbations. Return fishing grounds or fishing stocks to a sustainable level before 2015. The scope of this can be imagined just by learning that in areas near the EU, the percentages that have surpassed the so-called "safe biological limit" are greater than 70% in all our seas. Minimize risks due to chemical substances before 2020. This is also a huge task, given the general situation of the control of chemical substances produced and used, with just a part of them being evaluated and few being really controlled in end conditions. Finally, halt the loss of biodiversity, or rather, stop the degradation of our ecosystems, before 2010, with all that means. It would require the fishing and agriculture industries, forest and mining operations, coastal and urban developments, hydrological plans and infrastructures and, in general, all our territorial actions to stop spoiling our plant and animal life and the functionality of our ecosystems. It would mean discovering how to build our infrastructures without destroying our highly valuable -in a socio-economic sense as well- natural infrastructures.

Qualitative or trend goals include the following. An urgent, substantial increase (the specific goal of 15% advocated by the EU was not accepted) in the contribution of energies from renewable sources and the promotion of markets for ecological products or those coming from ecological agriculture, which is of great interest to developing countries.

Some of the obligatory means are recovered from the Millennium Declaration of the year 2000, such as having National Working Strategies for Sustainable Development available before 2005. In the case of the EU, it exists, more or less, but in the case of half the Member States -among them Spain- that should have finalized it before Johannesburg, it is missing. Special mention is made, because it is a key part of the strategy, and the most difficult, of the obligatory development of a 10-year framework outline of Sustainable Production and Consumption Programmes. This obligation had been self-imposed in the EU before going to Johannesburg.

There were also other non-objectifiable achievements, such as promoting and coming close to ratifying the Kyoto Protocol by having Russia and Japan not go back the way they came, establishing a coalition led by the EU for progress in renewable energy and establishing a total of 200 development co-operations, or voluntary collaborations. These include the one related to water and that of the EU with the NIS, which joins voluntary forces (Type II actions) among governments, businesses, NGOs and other agents of Civic Society.

Despite the fact that Johannesburg was not as ambitious as Rio 1992 and that there were absences by many of the leaders present at Rio, such as the US President and the President of Spain, we must not forget that almost 65,000 people were there. It was a great event that only the Environment seems able to attract, and at least a Political Declaration was achieved, thereby recovering the spirit of Rio. More importantly, a Plan was set up with certain objectives and deadlines, in an attempt to redirect globalisation, which for now is merely mercantile, by making it somewhat more sustainable and contributing to a greater or sufficient quality of life for everyone now and in the future. At least an attempt was made to respond to the five priorities of Kofi Annan that were given by the EU: water, health, energy, agriculture and biodiversity. A suitable balance was sought between the so-called Type 1 actions that involve commitments from States and which were advocated by the EU, and Type 2 actions that involve participation by the private sector, civic society and volunteers, which seem to be the ones desired by the US.

Assessment for all tastes

It is clear that the specific results were not much less than what was expected, given that the expectations were low, although it must be admitted that the Summit, given the assessments made, may well have been at the low level of the circumstances. At any rate, it did not rise to the occasion of the great challenges mentioned.

There are varying interpretations for all tastes. They are not all equidistant, and their analysis, as always, allows us to make a beneficial interpretation in order to project the results toward the future, and to make good use of what was achieved by strengthening it and, especially, by building upon it.
For President Prodi, Johannesburg did not repudiate the need to hold these summits, even though at the same time, the WWF qualified it, in a free interpretation of WSSD, as the "World Summit of Shameful Deals ".


For the Director General of the Environment of the European Committee, it was proof that multilateralism works, while for the WWF, it was proof that Intergovernmental processes do not work.

For President Prodi, Johannesburg bore witness to the further deterioration of the image of the developed world (including the EU, and not just the US). Furthermore, President Prodi firmly pointed out that the market as an instrument to help development (or help as a result of the market) does not work, rather, they should go together (help for development as a goal in itself!) « from trade to help to trade and help » in Prodi's own words. He even stated that the reason for the failure of the EU proposal to reach a goal of 15% for renewable energy contribution was the obvious fact that the EU (with its timid 6% quota) was not authorized to force this agreement. Nor was it authorized, according to Prodi, in the matter of farming subsidies, which so badly penalized agriculture in the Third World.

For a large part of the political stratum, Sustainable Development has been consolidated in the political Agenda, in the words of P Cox, President of the European Parliament, who meanwhile broached the growing gap between political agenda aspirations and political ability to act, especially in taking the results from the summit as a base from which to start, and not as a ceiling for our aspirations. These assertions were confirmed with very strong words by the President of the World Business Council for Sustainable Development, Bjorn Stigson, who repeated several times that the challenge is not a technical one, but a political one due to Institutional lack of ability, which is quite a blow!

There is also quite a coincidence in the reinforced focus on Sustainable Production and Consumption in the political process. This involves the unavoidable condition of having the market start working for (sustainable) development and not vice-versa, according to the appraisal shared by the Danish Minister of the Environment, C. Schmidt, and by the European Bureau of the Environment (J Hontelez).

According to Commissioner Margot Wallstrom, the Johannesburg instruments -the Declaration and the Action Plan, together with the Doha and Monterrey conferences- form a basis from which to set off toward global development co-operation (or for the unachieved Global Deal) for sustainable development. However, for the NGOs, in general in Johannesburg, the chance was lost to give sustainable development a significant boost, what with the US still responding to the results from Rio (!) and the EU willing but not able to tackle the subjects of globalisation (positive), improved access to markets, support for development and demands for business responsibility.
My personal perception would be:

That the summit almost rose to the occasion of the low expectations generated.
That there is still a huge difference between what is said -or agreements- and what is done -or achievements. As the children in Johannesburg said « talk, talk, talk...ACT, ACT, ACT», or as WBCSD said" «walking the talking».

Let's hope this will finally, FINALLY be the time at least the agreements will be met, and that this is continually monitored and demanded.

That we will at least create the conditions and institutional capabilities to enable the emerging civic society to exercise all its potential, beyond the limitations of their own governments.

-And finally, that although the exercise of realism has left us with a few minimal agreements, we have not lost the future promise, at some better time, of surpassing the Doha and Monterrey agreements and attaining positive globalisation as the EU intended and, I assume, intends. This would mean open markets full of possibilities for developing countries, and support for development to indissolubly and proportionately accompany the market (and repair its limitations or defects). It wouldn't seem possible unless some global taxation is nurtured, as demanded by President Chirac himself in Johannesburg, for the Global Fund for the eradication of poverty and for sustainable development. It is the time not only for harsh realities, but also for promises of a necessarily and mandatorily better future that does not give up on sustainability.

And let the EU show the way! And now what?
Pespectives for the EU to show te way towards sutainability. And benefit from it?

Without the need for abstracting evident short- and medium-term priorities, such as those referring to the Economic Stability Pact as a key part of the Monetary Union and Common Currency, and especially expansion and convection for the EU's political and institutional development or adaptation -which will occupy the political Agenda, along with Foreign Policy- there is no doubt that the EU's objective is still to achieve sustainable development in accordance with Art. 2 of the Treaty, for which most of these priorities are instrumental.

These other urgent matters should not hinder construction of the process towards greater sustainability guaranteeing progressive improvement in the quality of life now and in the future for everyone, as far as possible, as well as contributing to global sustainability or positive globalisation. This was one of the starting points from which the EU made contributions to Johannesburg, and it is part of the so-called external dimension of the Community Strategy for Sustainable Development.
What follows is an attempt to analyse the starting conditions and future determining factors for EU leadership of this change at a global level, beginning with changes in the EU's own area.

A favourable perspective for the EU

There are enough converging elements to favourably position the EU in this process:

-The multilateral Agenda broadens progressively to include the three dimensions of SD.
-Community Sustainable Development Strategy (SDS) is without doubt the most advanced (although insufficient as such) at a regional level. It can also be qualified as mature, since it survived and even grew under the unfavourable conditions of the last Presidencies (post Sept. 11) and the process of Johannesburg itself.

-The SDS has strong ties now to putting into practice the so-called Governability that is considered to be a key part of development. A determining element in this, as was recently acknowledged by an economic weekly that is above suspicion in this subject, would be institutional capability, well beyond the economic programs in themselves, and which will be hard put to progress without a framework for cohesion and efficiency such as that offered by the SDS.

-In this sense, the SDS has already demonstrated its usefulness as a reference point in current reviews of agricultural and fishing policies in order to make them more governable and sustainable.

-Finally, it all seems to rest now on attaining sustainable production and consumption and, to that effect, market orientation or organization, since its being to the service of development and not the opposite would be the key element, as well as being a significant incentive for innovation and competitiveness.

-The Council on General Matters of the EU, of Sept. 30, as well as the Environment Council of 0ct. 17, reflected this favourable situation and the challenge for the EU to open up the way. In its conclusions, it made the SDS connection with the multilateral Agenda and the WTO Conferences in Doha in Nov. 2001, with the United Nations conference in Monterrey in March, 2002, with the FAO Food Summit in Rome and, of course, with the package of the United Nations Johannesburg Summit, including the UN Millennium Declaration in 2000 and all the agreements reached in Rio in June 1992 and which are still in effect and pertinent!

-In these recent meetings, the Council has confirmed the need to review the SDS in 2003, given recent developments, and in order to support, in its own words, the results of Johannesburg as well as respond to other multilateral objectives. This involves recognizing that many of them could go beyond those agreed upon at a Community level.

Requirements and opportunities for the EU

In this sense, it should not be forgotten that in Johannesburg the EU obtained not just responsibility to lead change (for which it should feel proud, but not necessarily satisfied) but also specific commitments surpassing those agreed upon in the still-valid SDS. These include the 10-Year Plan for Sustainable Production and Consumption, the need to show the way to reach the advocated goal of a 15% quota by 2015 (it is now 6%, with a goal of 12% for 2010), true advances in Farming and Fishing Policies (with 100% of stocks recovered by 2015!) that are sustainable and not subsidized and, of course, going beyond the Doha commitments in accessing markets and at least complying with those of Monterrey in supporting development (reaching the average of 0.39% GNP in ODA and a minimum of 0.33% for each Member State). Anyone who believes that this is not ambitious, if minimums are achieved, should look at the current situation in the recent reports from the European Environment Agency!

So we start off from a situation in which we have a multilateral agenda, which, while not being ambitious, could still bring about significant changes and create conditions for more radical changes if the agreements are taken as basic ones. This would enable it to go even further, once the proposals have been proved possible and even healthy in socio-economic terms and there is at least initial policy instrumentation enabling the EU to show the way and even reap benefits through this pioneering, and therefore innovative, attitude. It should be added that this approach reinforces the thesis of making the expansion an opportunity as well for matters of sustainable development and seriously approaching sustainability as a basic goal of expansion, making community wealth an instrument of respect and not an objective in itself.

As was recently said in the heat of debate on SDS by the WWF Director Tony Long, opportunities for EU leadership are increasing, to which Danish Minister Schmidt added that it is an occasion for action and our success depends above all on our own ability.

Thoughts on the future

What follows is a personal interpretation of the situation and the perspectives opening up before the EU if, as the Danish Minister said, we act with a certain amount of skill in handling a consolidated political agenda. However, it should be orchestrated on the basis of existing abilities, or abilities to be strengthened, making sure institutional capabilities respond at least to the expectations of civil society.

The basic idea consists in translating the Political Agenda into a clear socio-economic purpose, within a clarifying vision that offers cohesiveness and is accompanied by a sense of direction. Purpose, vision and sense of direction.

Purpose

The objective of the EU is sustainable development (Art. 2 and 6 of the Treaty), with the economy and market as instruments.

Sharing in the intention of President Prodi "to make the EU's economy the most competitive based on knowledge" and in the business interpretation of the WBCSD that SD is not doing less business but different business, the purpose must be objectified as well in terms of solidarity with the present, and not just with the future.

This would mean trying to obtain better (or sufficient) real quality of life for a growing majority through cohesion and efficiency of action. This would permit the paradigm of SD by fusing the present and the future in a cognitive action that introduces an atemporal dimension into rational management based on the knowledge of our only natural capital and building on it ("building without destroying"). The aim would be an attempt to overcome "short termness" in the market economy that is not subject to its instrumental nature, the symptomatic treatment of which, in addition to not permitting, foreseeing or even managing the crisis, imposes itself on the rationality of an approach that integrates it in time and space. It is very likely that "pacification of the economy" and its being subjected to the rationality of SD could be the most important achievement of positive globalisation.
It is also very possible that this intention of techno-political extraction needs to be completed with an in-depth study of its ethical, cultural and even aesthetic dimensions in order to turn this process into what the Club of Rome called the Third Industrial Revolution. If the first two were based on accessing new raw materials and energy sources (first coal and later petroleum), this is based on progressively abandoning them and rationally using -and not abusing- resources. This could make it the first worldwide revolution, but that lies outside the scope of this dissertation.

Vision

Essentially, sustainable development would be nothing more than development based on knowledge in addition to acting on the five principles backed by Governability (transparency, coherence, effectiveness, control and public participation). It can be translated into the simple vision of progressive separation or disconnection, until absolute disconnection is achieved between improved (or sufficient) quality of life (development until now) and use of resources and environmental degradation.

It is important to look for progressive exploitation of this final vision within the process of building existing and developing community policies, and its reflection even in the institutional process of reviewing and executing community policies. In order to do so, there are some simple theses that are beginning to emerge from within this simplifying vision:

-The SDS should be considered (conveniently reinforced) as the framework concept or, in the words of John Hontelez (EBE) "as the cornerstone and not the stone in the corner".

- Sustainable production and consumption are at the centre of the process.

-The (domestic) market should work for these processes and, in general, for (sustainable) development and not vice-versa (Min. Schmidt). We need to direct the market and not have the market direct us (JH) because it attends more to the offer or interests of the producers/business people than to the demands or interests of consumers, as recently indicated by Commissioner Byrne.

-Necessary market orientation or organization (in order to respond to the objectives of general interest) promotes innovation (Commissioner Fischler) and, as we see, it is the essential condition to having sector policies (farming, fishing...) join the path of sustainability, or sometimes to continued functioning.

-The question continues to be how to evolve from an economy directed by offer to one attending more to demand, and this means becoming free of the syndrome of infrastructures that facilitate offer.

-Key points of action in this process of progressive evolution include fair prices (internalising costs and signals adapted to the market) proper taxation (there can be no sustainability without good accounting that shows tax burdens or benefits on concepts of SD effectiveness and contribution to SD), improving the productivity of resources (competitive advantage of the EU over the US, not yet made fully manifest), policies of quality with a distinction of sustainable performance…

-Other points are weaker in this necessary transformation of production and consumption models, such as consumers, inability to find mechanisms that offer short-term rewards (lack of fair or adjusted prices or tax breaks), sustainable consumption (Forum ECOSOC Oct. 4) and especially limitations in institutional capability (WBCSD, B Stigson) which would be more decisive than technical barriers or willingness of businesses.

-Changing the conditions of the domestic market seems inevitable.
One could even think of another new White Paper, this time to satisfy the real needs of consumers and citizens in a sustainable way.

-Finally, this vision must also incorporate the "waybill" for the process, the institutional procedures for decision making and Economic and Sector policy review within the EU (Cardiff Process), its overlapping the Socio-Economic (or Lisbon) Agenda and environmental policy as such (the Sixth Action Program). All this is taken in under the framework concept and the Community Strategy for Sustainable Development (or Gothenburg Strategy) and converges in time within the annual cycle of accounting for actions and policy revision at each of the EU's Spring Summits. This is basic to finding out if we are making progress or not in the right direction, beyond but also within the increase in GDP.

Sense of direction

The key question is not so much How good is the situation? rather Are we progressing enough in the right direction?, in other words, towards more sustainable development. It is in this sense that we must be helped by the package of "structural indicators" that are being consolidated within the scope of the EU in order to cover the social, economic and environmental dimensions of sustainable development, and whose evolution is included in the Annual Synthesis Report presented at each of the EU's spring summits. It is basic to so-called Governability because it is useful in evaluating the coherence and effectiveness of policies, as well as ensuring transparency, control, public information and even public participation or, in any case, that of the more active groups or stakeholders, by means of mechanisms for consultation foreseen by the Commission, such as the so-called "Roundtable on Sustainability". This process involves us all, in showing us whether, for example, in environmental terms, the compass of environmental sustainability shows progress in all key aspects or not.

Conclusion

It is undeniable that the EU has its own agenda, before and after the summit, which is quite different from that of the US. Therefore, making good on the results from Johannesburg depends a great deal on the European Union and its ability to, in the first place, legitimise itself before the Third World -through the selfsame process already begun towards more sustainable development (even though it is more an intention than a reality, at least it's something) and especially, in the second place to respond, even if it also is only intentional, to the two large claims that remain pending following Johannesburg, from the less-developed countries. These are access to markets, respecting and surpassing Doha concessions, and especially financing development and reducing poverty, as was reiterated by the President of South Africa, Thabo Mbeki, in the Summit's opening ceremony. To this end, the agreements from Monterrey, which in fact are practically an attempt to recover the levels of Official Aid for Development from 1992 during the Rio Summit, are clearly insufficient. Nor do they enter into the development of stable systems for safely providing a true World Fund, whether it is for reducing poverty or for development. It will only take on a body and capacity if some global taxation is considered, whether it be on the most speculative movements of capital (similar to the so-called Tobin tax) or on the trade of certain resources, such as energy and in particular fossil fuels, or fuels for international traffic, such as kerosene for aviation, as was proposed in 1997 by the EU itself.

The EU has yet another reason for leading this process of change, and that is the opportunity it is offered by expansion to make this accelerated process of development for a significant part of Europe an example of sustainable development. And that would place candidate countries at the head in many areas of production, services and consumption, responding to a qualitative leap, called "leap-frogging", for which they are better placed because they will have to renew many infrastructures and productive and service capacities, and will be able to do it with hugely innovative and sustainable technology! That would be the definitive test for the EU's capacity for leadership.o



Johannesbug, one step forward, two steps back?

Josep Xercavins i Valls
Co-ordinating Professor of the Ad Hoc Secretary's Office, at the UPC 1 , of the World Forum of Civil Society Networks - UBUNTU 2
Collaborating Professor of the UNESCO Chair in Technology, Sustainable Development, Imbalance and Global Change at the UPC

After first giving a analysis clarifying the historic process and the evolution of international politics that led to Johannesburg, the author argues that the meeting there was not really about sustainable development but was really a further step towards the current supremacy of international neoliberalism.

First preliminary consideration: after Rio compared to after Johannesburg

At one or other of the meetings of the Catalan Committee in preparation for the summit3 I reflected on some things that now, as I write this document, it seems apt to quote (although not word for word). They all refer to the Rio Summit, which I did not attend. In the summer of 1992 I was reading about sustainable development for the first time.

a) "Before, during and immediately after the Rio Summit, there was no general sensation that the summit or its results were anything out of the ordinary".

b) "Only ten years after the exceptional Rio Summit another summit as "paradigmatic" as Rio cannot be expected".

To give this document a structure, I would say in this respect that one month after the end of the Johannesburg Summit, first that point b) is certainly absolutely true, although sometimes it is not easy to understand due to a lack of historic perspective. We could not and cannot therefore expect Johannesburg to have been and to be what Rio was.

Secondly, perception of an event like Johannesburg (immediately before, during and afterwards) is always very much conditioned by a lack of objective perspective and too many subjective feelings. Although even at Rio feeling a) was very common, it is clear that there will not be a sufficiently clear and correct analysis and a more objective perspective of Johannesburg for a long time.

The above point should also be greatly emphasised for another reason; and from my point of view the most important one. From today's perspective, although it is very clear that the results of Rio were generally quantitatively and qualitatively exceptional (paradigmatic), it is also very true that the way that institutions and society in general (at a world, continental, state and local level) have assumed them as their own, is the reason why it is now such an important benchmark.

It is therefore also true that the way in which everything that took place at Johannesburg (and in the long and highly fruitful process or preparation) is directed, used and developed by the institutions and by society itself in general, will be what determines the importance of Johannesburg 2002.

Second preliminary consideration: success or failure and/or optimism or pessimism

In our culture - our western civilisation - our communication is becoming ever simplified and lacking in content; such extremely simplified explanations are often required, thus making fuller and more accurate explanation and understanding extremely difficult. Fortunately, this is not the case of this document. Therefore, if it does not fulfil a different aim, that will be no fault but mine.

Judged in simplified terms, the summit was a failure and gives reason to be pessimistic. At least I am aware of having been one of those people who, at this level of simplification, may have contributed to giving this sensation, even though I may have attempted otherwise.

In this regard, apart from repeating the reflections mentioned in the previous section, the following points should be added here: first, that no single person can get a sufficiently broad view of everything that took place at Johannesburg (and in preparing it): simply because this was not humanly possible; secondly, that the contexts in which a summit like this develops are extremely specific in how they are seen, conceptualised and developed and in their results and analysis. Feelings of pessimism or optimism or success or failure cannot therefore be applied to the summit as a whole; they do not provide anything substantial. We may be more or less pessimistic or perhaps (to express it better) we should be concerned to a greater or lesser extent about the current world situation (of that I am convinced although I am sure that, even though it is an increasingly general concern, it is not shared by everyone). It is also very valid to think that the summit's official result